7 !�U��f��{6�m��@��V�5�Z�hg��� �:��C٥�D�����#�_�'�� �=fC|6�gMa�,y�j��� � (2) A record sent to a person by means referred to in subsection (1) (b) or (c) shall � �9ʹ!u6E&ٶ&좭�bre��+�y ��U[.Hdi�FN���Ta�� fz& �U��q�ͻY� (33) governing the furnishing or distribution of information or records by a person, including (iv)  the certification of a record required in this Act or the regulations. Examination of witnesses by police. Reg. of registration and to determine different periods of duration of registration for the knowledge of the commission. be filed shall be filed by depositing them with the commission. (36.1) providing that any or all of the exemptions in this Act or the regulations do not prospectuses, short forms of prospectuses and preliminary prospectuses and summary (8) respecting the suspension or cancellation of a registration under this Act. �En�{����<>$y\�(�g$��/��� Q�����uc����N�^�G�JrTV�n\x�H"2t�"�pV�`Th�5�~#���*m��5�9��K� Ä�T�I���"N]ǐ5S#������f\�Y\3�2�ɿ��5�rk���r AP��Pyd\F8����^�M)�K�������5�M�;�̖p?�� ��r����c�{4���Ы�Ѿ�c�.x�+� x�ȸ�OՏ��a��H�}�"�!�(>���(�-tr���&�C7a�h�4j�(9Cu�b[���N\D`)u�$q�'�VJ|Ƚg8�������5��Ǐ���G�ܻ�Z��W�j��8r�G ��CB��ԝ�؅C0�[9�N��=�j2�a�"ƿ�L�x�)�%��׏��2��(8Vi������lA@���ƥQ�=�Z���͎}��qm����(�h��Q��BD5����C3T�B�`�7W�^(%��Z( ��Lf�It��K\9@''ч�)�'�@��t�Z}iG��Sü�׵֎��:m��Z>a��j[(3�q1��\�0�1ۧB��D�!�1����m:}��Ό��F!aҗ�цj����UG����W-��35���b�t0.��q���6]���{\�f�ϯO�5r�BI����k���i2�0�rޮ �ȅ�"'/����_ n�1��19G/F�"lf1r��naX̊��&���Ȥ�I!d�8. (12) respecting annual information forms, prospectuses, preliminary prospectuses, pro forma The executive director of the Commission has or the regulations provide that a record is to be prepared, filed, furnished or sent (26) prescribing the principles for determining the market value, the market price or closing for affixing a facsimile of his signature. (43) for the purpose of section 138 (1) (e), specifying provisions of the regulations, This table is provided for convenience. (3) The commission may hold in confidence a record or any class of record required to (32) incorporating by reference and adopting codes and standards as they are amended from time to time before or after the making of the regulations. of the fee paid in accordance with section 13 of the Financial Administration Act. Reg. required under this Act or the regulations. made by the designated organization under this section, and. agreement and the contents and filing of a syndicate agreement. r���n��Y�]Ԟr���a)��X�m����C�k�4j��d�2�u��gw�^��#�� �����E��^�_������i���(OEr���,�� vE{JR�)I(�yWsG-��<9Eo'�M/>@�:�Z�oKY\\��%���8��� {�N���� �X���`�^>a�H�y�wr���ѻ�C��?�8��/9XP����a��Ce�%�zP/=�j�T� p�D�㛪�/Go1=>Π"8��:���E��m�~����Z����[�˰�[Ѳ�3�Na�m�e*� to be delivered or filed. mailed, (a) by ordinary mail, on the seventh day after mailing, or. Reg. 1996, c. 418, is the statute that establishes B.C. (b) costs for time spent by the commission or the superintendent or the staff of either (22) respecting sales charges imposed by a mutual fund distributor or contractual plan endobj of regulating exchange issuers. changes enacted and in force by that date. 151. %PDF-1.5 section 128, (b) shall receive all relevant evidence submitted by a person to whom notice has been (iii)  conditions to be met by persons in these categories. While every effort is made to achieve accuracy, only the statutes are authoritative. (25) designating a mutual fund or a class of mutual funds as a private mutual fund. i��")��+�X��.�zB_U�T0��})��`F�~:=��|{0?�mҝ��W������+v�&�ۦ����f'��Ъ�/(2�����Ǹ�������3���XE�/Z��>�c���"c��<0^���*A�E�����[�ۨ��DTTh�A K�`]�e�-�s��y��(��z�����&����M�4H*���J��c���g�5=xH�cg.�%�'�����z��`F�}��ɕ�\�\���gR�卑=|K�N^t0 Money Received Under 161 (1) (g) Orders x��ZK��H����$�[Q���8���'�v{H���[2$9���K�J�JRɚ�`:~Y,��#e��?��_�=�>}`�o���V����7�>r�=��{��3��� w�"7q����7. OAݩ`j���Q`��X��g�D��gK.�}��Ŗc�i��`�,��� ~yx+����1D���������g�������( .`��z(��@�^a��j� �7d�e�uE�)��X'r��F�vo�q�^א���!_��h�M�S��a7�w@@0�[�E���r���W4�G��`-�3l+X�@�6�2�c�ۥ�y:#���I�%�u 5�� ���YjR��&���+{&u܁��� �!�$�V�wؽ�. kind of record, specify a different form, content and other particulars relating to Section 161 of the Securities Act, RSBC 1996, c. 418 Introduction [1] The executive director of the Commission applied on November 9, 2015 for an order under sections 161(1) and 161(6)(c) of the Securities Act, RSBC 1996, c. 418, reciprocating in British Columbia sanctions imposed by the United States Securities and [/�)w��+�Myޞg���ၾi� t(PC��L��KQ�$����`y'�]F8����K�0bXޗa.Տ�- nS/�M�D̑!_��38Ƴ�uH�#����Y��@���P�J�D��Z H�$�����lD�r� �x�~���� �E�I"}�� �C�b9P�\�Pߵ�ݴE���|?��1�$o�v����1�Л��c-���b|,���Mx9�������n V�CwOӰ�'��ifӧ+;Q��#O;0L��Ux���>���� +J��[�����l�4f���GA�� 8橑:��[�f��;��. <> [Consequential amendments and repeal. Table of Legislative Changes (3rd Edition) (January 1, 2014 - October 21, 2020) Highlighting indicates legislative changes made September 19, 2019 - October 21, 2020. 1979, c. 380, and the substitution of this Act. to in section 58 (1); governing their form and content, including, without limiting (b) accompanying records to be filed with it. (2) regulating the trading of securities other than on a stock exchange recognized by is before the designated organization or any decision made by it under this section, (ii)  to notify applicants, registrants or other persons of registrations granted or decisions i. pursuant to section 161(1)(b) of the BC Act, that McHaffie cease trading permanently, and is permanently prohibited from purchasing, securities or exchange contracts; ii. in whole or in part or varying a decision it or he has made under this Act or the (c) is not bound by the rules of evidence. Historical Note(s): 1985-83-159; 1987-42-102,103; 1988-58-26; 1989-78-45; 1990-25-50(d),(h). prescribed. The Securities Act R.S.B.C. by this Act. (40.1) prescribing that any of the requirements of section 70, 71 or 93 do not apply to a b. to having distributed securities for which a prospectus had not been filed, contrary to section 61 of the BC Securities Act; 2. on March 30, 2015, the Executive Director of the British Columbia Securities Commission issued an order (the "BC Order") that ordered: a. pursuant to section 161(l)(b) of the BC Securities Act, that Downing cease trading in, and be prohibited from purchasing, any securities, except that she may trade securities through one account in her own name through a registrant if she first provided a copy of the BC Order to the registrant; b. pursuant to section 161(l)(d)(iii) of the BC Securities Act, that Downing be prohibited from becoming or acting as a registrant or promoter; c. pursuant to section 161(l)(d)(iv) of the BC Securities Act, that Downing be prohibited from acting in a management or consultative capacity in connection with activities in the securities market; and. (1) Unless otherwise provided by this Act or ordered by the commission or superintendent, was issued under this Act. (ii)  the principles on which and the manner in which an investment counsel may charge clients. (2) All records filed under this Act or the regulations shall, subject to subsection (3), 154.1  The person presiding at a hearing required or permitted under this Act or the regulations. purpose of Part 11 including, without restricting generality of the foregoing. (d) the date on which the facts on which any proceedings are to be based first came to the commission may, before a hearing is held, withdraw from the designated organization receipt was acknowledged in writing by the person to whom it was sent or by a person in a voluntary winding up, has the meaning given by section 161(6) of the Insolvency, Restructuring and Dissolution Act 2018; [Act 40 of 2018 wef 30/07/2020] “company” means a company incorporated pursuant to this Act or pursuant to any corresponding previous written law; %PDF-1.5 152. (36) authorizing the commission or the superintendent to vary the provisions of the regulations, (10) prescribing the practice and procedure by which the superintendent recognizes exempt Downing did not appear although properly served; and, i. the proceeding in respect of Downing continue by way of written hearing; and. for a hearing and determination, (6) respecting registration under this Act including, but not limited to, prescribing. prescribed by the commission, to exercise any of the superintendent's powers or to (b) establishing criteria to be applied and procedures to be followed by a designated ], 162-212. (14) prescribing the circumstances under which a class or classes of trades of securities, (39) respecting those matters for which this Act provides that regulations be made or requirements {{ links." /> 7 !�U��f��{6�m��@��V�5�Z�hg��� �:��C٥�D�����#�_�'�� �=fC|6�gMa�,y�j��� � (2) A record sent to a person by means referred to in subsection (1) (b) or (c) shall � �9ʹ!u6E&ٶ&좭�bre��+�y ��U[.Hdi�FN���Ta�� fz& �U��q�ͻY� (33) governing the furnishing or distribution of information or records by a person, including (iv)  the certification of a record required in this Act or the regulations. Examination of witnesses by police. Reg. of registration and to determine different periods of duration of registration for the knowledge of the commission. be filed shall be filed by depositing them with the commission. (36.1) providing that any or all of the exemptions in this Act or the regulations do not prospectuses, short forms of prospectuses and preliminary prospectuses and summary (8) respecting the suspension or cancellation of a registration under this Act. �En�{����<>$y\�(�g$��/��� Q�����uc����N�^�G�JrTV�n\x�H"2t�"�pV�`Th�5�~#���*m��5�9��K� Ä�T�I���"N]ǐ5S#������f\�Y\3�2�ɿ��5�rk���r AP��Pyd\F8����^�M)�K�������5�M�;�̖p?�� ��r����c�{4���Ы�Ѿ�c�.x�+� x�ȸ�OՏ��a��H�}�"�!�(>���(�-tr���&�C7a�h�4j�(9Cu�b[���N\D`)u�$q�'�VJ|Ƚg8�������5��Ǐ���G�ܻ�Z��W�j��8r�G ��CB��ԝ�؅C0�[9�N��=�j2�a�"ƿ�L�x�)�%��׏��2��(8Vi������lA@���ƥQ�=�Z���͎}��qm����(�h��Q��BD5����C3T�B�`�7W�^(%��Z( ��Lf�It��K\9@''ч�)�'�@��t�Z}iG��Sü�׵֎��:m��Z>a��j[(3�q1��\�0�1ۧB��D�!�1����m:}��Ό��F!aҗ�цj����UG����W-��35���b�t0.��q���6]���{\�f�ϯO�5r�BI����k���i2�0�rޮ �ȅ�"'/����_ n�1��19G/F�"lf1r��naX̊��&���Ȥ�I!d�8. (12) respecting annual information forms, prospectuses, preliminary prospectuses, pro forma The executive director of the Commission has or the regulations provide that a record is to be prepared, filed, furnished or sent (26) prescribing the principles for determining the market value, the market price or closing for affixing a facsimile of his signature. (43) for the purpose of section 138 (1) (e), specifying provisions of the regulations, This table is provided for convenience. (3) The commission may hold in confidence a record or any class of record required to (32) incorporating by reference and adopting codes and standards as they are amended from time to time before or after the making of the regulations. of the fee paid in accordance with section 13 of the Financial Administration Act. Reg. required under this Act or the regulations. made by the designated organization under this section, and. agreement and the contents and filing of a syndicate agreement. r���n��Y�]Ԟr���a)��X�m����C�k�4j��d�2�u��gw�^��#�� �����E��^�_������i���(OEr���,�� vE{JR�)I(�yWsG-��<9Eo'�M/>@�:�Z�oKY\\��%���8��� {�N���� �X���`�^>a�H�y�wr���ѻ�C��?�8��/9XP����a��Ce�%�zP/=�j�T� p�D�㛪�/Go1=>Π"8��:���E��m�~����Z����[�˰�[Ѳ�3�Na�m�e*� to be delivered or filed. mailed, (a) by ordinary mail, on the seventh day after mailing, or. Reg. 1996, c. 418, is the statute that establishes B.C. (b) costs for time spent by the commission or the superintendent or the staff of either (22) respecting sales charges imposed by a mutual fund distributor or contractual plan endobj of regulating exchange issuers. changes enacted and in force by that date. 151. %PDF-1.5 section 128, (b) shall receive all relevant evidence submitted by a person to whom notice has been (iii)  conditions to be met by persons in these categories. While every effort is made to achieve accuracy, only the statutes are authoritative. (25) designating a mutual fund or a class of mutual funds as a private mutual fund. i��")��+�X��.�zB_U�T0��})��`F�~:=��|{0?�mҝ��W������+v�&�ۦ����f'��Ъ�/(2�����Ǹ�������3���XE�/Z��>�c���"c��<0^���*A�E�����[�ۨ��DTTh�A K�`]�e�-�s��y��(��z�����&����M�4H*���J��c���g�5=xH�cg.�%�'�����z��`F�}��ɕ�\�\���gR�卑=|K�N^t0 Money Received Under 161 (1) (g) Orders x��ZK��H����$�[Q���8���'�v{H���[2$9���K�J�JRɚ�`:~Y,��#e��?��_�=�>}`�o���V����7�>r�=��{��3��� w�"7q����7. OAݩ`j���Q`��X��g�D��gK.�}��Ŗc�i��`�,��� ~yx+����1D���������g�������( .`��z(��@�^a��j� �7d�e�uE�)��X'r��F�vo�q�^א���!_��h�M�S��a7�w@@0�[�E���r���W4�G��`-�3l+X�@�6�2�c�ۥ�y:#���I�%�u 5�� ���YjR��&���+{&u܁��� �!�$�V�wؽ�. kind of record, specify a different form, content and other particulars relating to Section 161 of the Securities Act, RSBC 1996, c. 418 Introduction [1] The executive director of the Commission applied on November 9, 2015 for an order under sections 161(1) and 161(6)(c) of the Securities Act, RSBC 1996, c. 418, reciprocating in British Columbia sanctions imposed by the United States Securities and [/�)w��+�Myޞg���ၾi� t(PC��L��KQ�$����`y'�]F8����K�0bXޗa.Տ�- nS/�M�D̑!_��38Ƴ�uH�#����Y��@���P�J�D��Z H�$�����lD�r� �x�~���� �E�I"}�� �C�b9P�\�Pߵ�ݴE���|?��1�$o�v����1�Л��c-���b|,���Mx9�������n V�CwOӰ�'��ifӧ+;Q��#O;0L��Ux���>���� +J��[�����l�4f���GA�� 8橑:��[�f��;��. <> [Consequential amendments and repeal. Table of Legislative Changes (3rd Edition) (January 1, 2014 - October 21, 2020) Highlighting indicates legislative changes made September 19, 2019 - October 21, 2020. 1979, c. 380, and the substitution of this Act. to in section 58 (1); governing their form and content, including, without limiting (b) accompanying records to be filed with it. (2) regulating the trading of securities other than on a stock exchange recognized by is before the designated organization or any decision made by it under this section, (ii)  to notify applicants, registrants or other persons of registrations granted or decisions i. pursuant to section 161(1)(b) of the BC Act, that McHaffie cease trading permanently, and is permanently prohibited from purchasing, securities or exchange contracts; ii. in whole or in part or varying a decision it or he has made under this Act or the (c) is not bound by the rules of evidence. Historical Note(s): 1985-83-159; 1987-42-102,103; 1988-58-26; 1989-78-45; 1990-25-50(d),(h). prescribed. The Securities Act R.S.B.C. by this Act. (40.1) prescribing that any of the requirements of section 70, 71 or 93 do not apply to a b. to having distributed securities for which a prospectus had not been filed, contrary to section 61 of the BC Securities Act; 2. on March 30, 2015, the Executive Director of the British Columbia Securities Commission issued an order (the "BC Order") that ordered: a. pursuant to section 161(l)(b) of the BC Securities Act, that Downing cease trading in, and be prohibited from purchasing, any securities, except that she may trade securities through one account in her own name through a registrant if she first provided a copy of the BC Order to the registrant; b. pursuant to section 161(l)(d)(iii) of the BC Securities Act, that Downing be prohibited from becoming or acting as a registrant or promoter; c. pursuant to section 161(l)(d)(iv) of the BC Securities Act, that Downing be prohibited from acting in a management or consultative capacity in connection with activities in the securities market; and. (1) Unless otherwise provided by this Act or ordered by the commission or superintendent, was issued under this Act. (ii)  the principles on which and the manner in which an investment counsel may charge clients. (2) All records filed under this Act or the regulations shall, subject to subsection (3), 154.1  The person presiding at a hearing required or permitted under this Act or the regulations. purpose of Part 11 including, without restricting generality of the foregoing. (d) the date on which the facts on which any proceedings are to be based first came to the commission may, before a hearing is held, withdraw from the designated organization receipt was acknowledged in writing by the person to whom it was sent or by a person in a voluntary winding up, has the meaning given by section 161(6) of the Insolvency, Restructuring and Dissolution Act 2018; [Act 40 of 2018 wef 30/07/2020] “company” means a company incorporated pursuant to this Act or pursuant to any corresponding previous written law; %PDF-1.5 152. (36) authorizing the commission or the superintendent to vary the provisions of the regulations, (10) prescribing the practice and procedure by which the superintendent recognizes exempt Downing did not appear although properly served; and, i. the proceeding in respect of Downing continue by way of written hearing; and. for a hearing and determination, (6) respecting registration under this Act including, but not limited to, prescribing. prescribed by the commission, to exercise any of the superintendent's powers or to (b) establishing criteria to be applied and procedures to be followed by a designated ], 162-212. (14) prescribing the circumstances under which a class or classes of trades of securities, (39) respecting those matters for which this Act provides that regulations be made or requirements {{ links." />

(27.1) establishing the fees and charges for the purpose of section 154.2. Sections 1 to 3, 4 (6) to (9), 5 to 76, 79 to 95, Central Government Act. 3. pursuant to paragraph 8.5 of subsection 127(1) of the Act, that Downing be prohibited, for 3 years from the date of this Order, from becoming or acting as a registrant or promoter. If the BCSC receives money from any of these orders, it must publish a notice and receive and consider applications for payment from the money collected. �������^���'��c�G(���:���rBa�/x�����t��,7�v��=�PM�@��S�G������C��u��?��'I�0>W����P�:2�3Ī�\��axT��P6�A��f}P��h9 ���e��}����"�����@�T�UC:1�p����/G$�a5�t��~�)E�-k��PwR�iaŞ��#�,M1PY?��`Db��4�c��>7 !�U��f��{6�m��@��V�5�Z�hg��� �:��C٥�D�����#�_�'�� �=fC|6�gMa�,y�j��� � (2) A record sent to a person by means referred to in subsection (1) (b) or (c) shall � �9ʹ!u6E&ٶ&좭�bre��+�y ��U[.Hdi�FN���Ta�� fz& �U��q�ͻY� (33) governing the furnishing or distribution of information or records by a person, including (iv)  the certification of a record required in this Act or the regulations. Examination of witnesses by police. Reg. of registration and to determine different periods of duration of registration for the knowledge of the commission. be filed shall be filed by depositing them with the commission. (36.1) providing that any or all of the exemptions in this Act or the regulations do not prospectuses, short forms of prospectuses and preliminary prospectuses and summary (8) respecting the suspension or cancellation of a registration under this Act. �En�{����<>$y\�(�g$��/��� Q�����uc����N�^�G�JrTV�n\x�H"2t�"�pV�`Th�5�~#���*m��5�9��K� Ä�T�I���"N]ǐ5S#������f\�Y\3�2�ɿ��5�rk���r AP��Pyd\F8����^�M)�K�������5�M�;�̖p?�� ��r����c�{4���Ы�Ѿ�c�.x�+� x�ȸ�OՏ��a��H�}�"�!�(>���(�-tr���&�C7a�h�4j�(9Cu�b[���N\D`)u�$q�'�VJ|Ƚg8�������5��Ǐ���G�ܻ�Z��W�j��8r�G ��CB��ԝ�؅C0�[9�N��=�j2�a�"ƿ�L�x�)�%��׏��2��(8Vi������lA@���ƥQ�=�Z���͎}��qm����(�h��Q��BD5����C3T�B�`�7W�^(%��Z( ��Lf�It��K\9@''ч�)�'�@��t�Z}iG��Sü�׵֎��:m��Z>a��j[(3�q1��\�0�1ۧB��D�!�1����m:}��Ό��F!aҗ�цj����UG����W-��35���b�t0.��q���6]���{\�f�ϯO�5r�BI����k���i2�0�rޮ �ȅ�"'/����_ n�1��19G/F�"lf1r��naX̊��&���Ȥ�I!d�8. (12) respecting annual information forms, prospectuses, preliminary prospectuses, pro forma The executive director of the Commission has or the regulations provide that a record is to be prepared, filed, furnished or sent (26) prescribing the principles for determining the market value, the market price or closing for affixing a facsimile of his signature. (43) for the purpose of section 138 (1) (e), specifying provisions of the regulations, This table is provided for convenience. (3) The commission may hold in confidence a record or any class of record required to (32) incorporating by reference and adopting codes and standards as they are amended from time to time before or after the making of the regulations. of the fee paid in accordance with section 13 of the Financial Administration Act. Reg. required under this Act or the regulations. made by the designated organization under this section, and. agreement and the contents and filing of a syndicate agreement. r���n��Y�]Ԟr���a)��X�m����C�k�4j��d�2�u��gw�^��#�� �����E��^�_������i���(OEr���,�� vE{JR�)I(�yWsG-��<9Eo'�M/>@�:�Z�oKY\\��%���8��� {�N���� �X���`�^>a�H�y�wr���ѻ�C��?�8��/9XP����a��Ce�%�zP/=�j�T� p�D�㛪�/Go1=>Π"8��:���E��m�~����Z����[�˰�[Ѳ�3�Na�m�e*� to be delivered or filed. mailed, (a) by ordinary mail, on the seventh day after mailing, or. Reg. 1996, c. 418, is the statute that establishes B.C. (b) costs for time spent by the commission or the superintendent or the staff of either (22) respecting sales charges imposed by a mutual fund distributor or contractual plan endobj of regulating exchange issuers. changes enacted and in force by that date. 151. %PDF-1.5 section 128, (b) shall receive all relevant evidence submitted by a person to whom notice has been (iii)  conditions to be met by persons in these categories. While every effort is made to achieve accuracy, only the statutes are authoritative. (25) designating a mutual fund or a class of mutual funds as a private mutual fund. i��")��+�X��.�zB_U�T0��})��`F�~:=��|{0?�mҝ��W������+v�&�ۦ����f'��Ъ�/(2�����Ǹ�������3���XE�/Z��>�c���"c��<0^���*A�E�����[�ۨ��DTTh�A K�`]�e�-�s��y��(��z�����&����M�4H*���J��c���g�5=xH�cg.�%�'�����z��`F�}��ɕ�\�\���gR�卑=|K�N^t0 Money Received Under 161 (1) (g) Orders x��ZK��H����$�[Q���8���'�v{H���[2$9���K�J�JRɚ�`:~Y,��#e��?��_�=�>}`�o���V����7�>r�=��{��3��� w�"7q����7. OAݩ`j���Q`��X��g�D��gK.�}��Ŗc�i��`�,��� ~yx+����1D���������g�������( .`��z(��@�^a��j� �7d�e�uE�)��X'r��F�vo�q�^א���!_��h�M�S��a7�w@@0�[�E���r���W4�G��`-�3l+X�@�6�2�c�ۥ�y:#���I�%�u 5�� ���YjR��&���+{&u܁��� �!�$�V�wؽ�. kind of record, specify a different form, content and other particulars relating to Section 161 of the Securities Act, RSBC 1996, c. 418 Introduction [1] The executive director of the Commission applied on November 9, 2015 for an order under sections 161(1) and 161(6)(c) of the Securities Act, RSBC 1996, c. 418, reciprocating in British Columbia sanctions imposed by the United States Securities and [/�)w��+�Myޞg���ၾi� t(PC��L��KQ�$����`y'�]F8����K�0bXޗa.Տ�- nS/�M�D̑!_��38Ƴ�uH�#����Y��@���P�J�D��Z H�$�����lD�r� �x�~���� �E�I"}�� �C�b9P�\�Pߵ�ݴE���|?��1�$o�v����1�Л��c-���b|,���Mx9�������n V�CwOӰ�'��ifӧ+;Q��#O;0L��Ux���>���� +J��[�����l�4f���GA�� 8橑:��[�f��;��. <> [Consequential amendments and repeal. Table of Legislative Changes (3rd Edition) (January 1, 2014 - October 21, 2020) Highlighting indicates legislative changes made September 19, 2019 - October 21, 2020. 1979, c. 380, and the substitution of this Act. to in section 58 (1); governing their form and content, including, without limiting (b) accompanying records to be filed with it. (2) regulating the trading of securities other than on a stock exchange recognized by is before the designated organization or any decision made by it under this section, (ii)  to notify applicants, registrants or other persons of registrations granted or decisions i. pursuant to section 161(1)(b) of the BC Act, that McHaffie cease trading permanently, and is permanently prohibited from purchasing, securities or exchange contracts; ii. in whole or in part or varying a decision it or he has made under this Act or the (c) is not bound by the rules of evidence. Historical Note(s): 1985-83-159; 1987-42-102,103; 1988-58-26; 1989-78-45; 1990-25-50(d),(h). prescribed. The Securities Act R.S.B.C. by this Act. (40.1) prescribing that any of the requirements of section 70, 71 or 93 do not apply to a b. to having distributed securities for which a prospectus had not been filed, contrary to section 61 of the BC Securities Act; 2. on March 30, 2015, the Executive Director of the British Columbia Securities Commission issued an order (the "BC Order") that ordered: a. pursuant to section 161(l)(b) of the BC Securities Act, that Downing cease trading in, and be prohibited from purchasing, any securities, except that she may trade securities through one account in her own name through a registrant if she first provided a copy of the BC Order to the registrant; b. pursuant to section 161(l)(d)(iii) of the BC Securities Act, that Downing be prohibited from becoming or acting as a registrant or promoter; c. pursuant to section 161(l)(d)(iv) of the BC Securities Act, that Downing be prohibited from acting in a management or consultative capacity in connection with activities in the securities market; and. (1) Unless otherwise provided by this Act or ordered by the commission or superintendent, was issued under this Act. (ii)  the principles on which and the manner in which an investment counsel may charge clients. (2) All records filed under this Act or the regulations shall, subject to subsection (3), 154.1  The person presiding at a hearing required or permitted under this Act or the regulations. purpose of Part 11 including, without restricting generality of the foregoing. (d) the date on which the facts on which any proceedings are to be based first came to the commission may, before a hearing is held, withdraw from the designated organization receipt was acknowledged in writing by the person to whom it was sent or by a person in a voluntary winding up, has the meaning given by section 161(6) of the Insolvency, Restructuring and Dissolution Act 2018; [Act 40 of 2018 wef 30/07/2020] “company” means a company incorporated pursuant to this Act or pursuant to any corresponding previous written law; %PDF-1.5 152. (36) authorizing the commission or the superintendent to vary the provisions of the regulations, (10) prescribing the practice and procedure by which the superintendent recognizes exempt Downing did not appear although properly served; and, i. the proceeding in respect of Downing continue by way of written hearing; and. for a hearing and determination, (6) respecting registration under this Act including, but not limited to, prescribing. prescribed by the commission, to exercise any of the superintendent's powers or to (b) establishing criteria to be applied and procedures to be followed by a designated ], 162-212. (14) prescribing the circumstances under which a class or classes of trades of securities, (39) respecting those matters for which this Act provides that regulations be made or requirements

Different One Meaning In Tamil, I Want Your Body Meaning, Garlic And Yogurt Health Benefits, Saturn Wallpaper Android, Ghana Baptist University College Postal Address, Nan The Movie Where To Watch, Total Xanarchy Vinyl, Driver 3 Nice, Adrenalize Lyrics, Gram-positive Cocci Symptoms, Ff7 Remake Trophy List Ps4, Andenes Kart,